CORPORATE, BANKING & FINANCE

THE TKD SECURITIES ADVISOR

• February 2008
• January 2008

CLIENT ALERT

• SEC Adopts New Executive Compensation Disclosure Rules
• Court Rejects SEC Rule Requiring Investment Advisor Registration for Hedge Fund Managers
• SEC Extends Compliance Date For Internal Control Over Financial Reporting
  
• Update the "Boiler Plate" Provisions in your Investment Agreement
  
• Conversion Caps - A Primer
  
• SEC Adopts New Rules on Public Shells
  
• Recent SEC Enforcement Action Highlights Short Sales
  
• SEC Expands Investment Advisor Registration for Hedge Fund managers
  
• SEC Adds Additional Form 8-K Disclosure Requirements
  
• SEC Adopts New Disclosure Rules Regarding Nominating Committee Functions
  
• SEC Adopts Changes to Rule 10b-18
  
• Ethics Under Sarbanes-Oxley
  
• Audit Committees and Auditor Engagement

NEW YORK LAW JOURNAL

• Yield Spread Premium
  
• Escrow Funds: Whose Property?
  
• Are You a New Media Lawyer?
  
  

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