On this week’s episode of Law Brief, “Here Comes the SEC,” Litigation and Corporate & Securities partner Robert Heim joins Litigation partner and host Rich Schoenstein to discuss the Security and Exchange Commission (SEC). With his experience as a former Assistant Regional Director for the SEC, Robert Heim offers unique insight into the financial regulatory agency. Robert and Rich explain how an SEC investigation works and how a person involved as a witness or target might respond to such an investigation. Listen to the episode.

Law Brief, available on iTunes, Spotify, Google Play, Stitcher and Twitter, provides short discussions of current legal issues of interest, designed for non-experts on the go.

Questions? Email podcast@tarterkrinsky.com.