White Collar and Government Investigations, Securities & Financial Services Litigation partner Robert Heim was quoted in the Financial Times article, “U.S. Supreme Court Backs SEC Over Misleading Statements.”
The article discusses the Supreme Court’s decision to uphold the Securities and Exchange Commission efforts to sanction a stockbroker for his statements that mislead his clients. Robert said he was “disappointed” in the decision but “hoped the SEC would reconsider their arguments when it reconsiders Mr. Lorenzo’s penalty.”
To read the full article, click here.
|Heim, Robert G. Partner and Co-Chair of White Collar and Regulatory Enforcement Practice||Partner and Co-Chair of White Collar and Regulatory Enforcement Practice||212.216.1131|