White Collar and Government Investigations, Securities & Financial Services Litigation partner Robert Heim was quoted in Reuters article, “U.S. Supreme Court Backs SEC Safeguards Investor-Protection Laws.” The article discusses the Supreme Court’s ruling against a New York investment banker that the Securities and Exchange Commission banned from the securities industry.
Robert states, “We are disappointed with the Supreme Court’s decision today. However, we are hopeful that the SEC will acknowledge the arguments we made before the court, and that were accepted by the dissent, when reconsidering Lorenzo’s sanctions.”
To read the full article, click here.
|Heim, Robert G. Partner and Co-Chair of White Collar and Regulatory Enforcement Practice||Partner and Co-Chair of White Collar and Regulatory Enforcement Practice||212.216.1131|