White Collar and Government Investigations, Securities & Financial Services Litigation partner Robert Heim was quoted in The Wall Street Journal article, “Supreme Court Sides with SEC in Broker False Statements Case.”
The article discusses the Supreme Court’s decision to uphold Securities and Exchange Commission sanctions on stockbrokers for disseminating false statements to clients. Robert said he was “disappointed” in the decision but “hoped the SEC would reconsider their arguments when it reconsiders Mr. Lorenzo’s penalty.”
To read the full article, click here.
|Heim, Robert G. Partner and Co-Chair of White Collar and Regulatory Enforcement Practice||Partner and Co-Chair of White Collar and Regulatory Enforcement Practice||212.216.1131|