October 4, 2022
Media Coverage

Robert Heim was recently featured on Bloomberg Law to discuss the latest development in SEC regulatory action. Last week, the SEC fined multiple Wall Street banks over their failure to monitor employees’ firm-related communications on unauthorized messaging apps. While firms are obligated to capture and maintain records of firm communications, employees have privacy concerns as well. What are some future implications of this settlement? Start listening at 12:45 here: https://lnkd.in/gSREeka4